Staff Profile: Professor Andrew Haynes

Profile 

Professor Andrew Haynes is a visiting Professor of Law at the University of Macau, People’s Republic of China and a Senior Visiting Research Fellow at the Institute of Advanced Legal Studies, University of London. He is also Chairman of the Market Abuse Association.

He also holds a number of editorial positions including: Executive Editorial Board, The Company Lawyer, the International Journal of Banking Regulation, the Journal of Financial Crime and the International Journal of Disclosure and Compliance, together with being a member of the editorial team of Amicus Curiae. He is also a member of the Editorial Advisory Board of the Transactions of the Centre for Business Law at the University of the Orange Free State, South Africa. Recently he gave evidence to the House of Lords’ European Union Committee on Money Laundering and the Financing of Terrorism.

Before joining the University Andrew was employed at the British Bankers Association and Deloitte's in London, as well as at two leading law firms. In his spare time, he also spent twenty years assisting in the development of Sustrans from being a small nascent group of volunteers, into being the twenty seventh largest charity in the country. During his time as trustee and non executive director, the charity raised over £215 million to construct the national cycle network, safe routes to schools, and art on the network. It was also awarded the Queens Award for Enterprise in 2002, and was the Winner of the National Lottery, Helping Hand Award in 2004.

In 2012 he was made a Freeman of the City of London by Redemption.

Summary

Professor Haynes currently lectures:

• LLM Law Relating to International Banking and Capital Markets (Wolverhampton, Hong Kong and Mauritius)
• LLM Financial Services and Financial Crime (Wolverhampton and Hong Kong)
• LLM International Project and Corporate Finance Law (Wolverhampton and Mauritius).

He also supervises a number of PhD students and has acted as a PhD examiner for a number of Russell Group Universities.

Key Recent Books

• Author, The Law Relating to International Banking, 2^nd edition.  Bloomsbury Professional. To be published 2013
• Editor and co-author. Financial Services Law Guide 4^th edition. Bloomsbury Professional. To be published 2013. (Due to changes in the financial regulatory system this is a new text, not merely an update of the 3^rd edition).
• Contributor. “Combating Money Laundering and Terrorism Finance: Past and Current Challenges" Ed Mavin Beekarry. Edward Elgar Publishing. 2013. ISBN 978 1 84980 751 7.
• Co-author (with Reis Roy), “Making secondary securitisation work under Shari’ah law.” To be published 2013. Text with publisher.
• Author, The Law Relating to International Banking, Bloomsbury Professional  2010.  560 pages. ISBN 978 1 84766 679 6
• Author (with Bazley), Financial Services Authority Regulation and Risk Based Compliance, Tottel. 500 pages, 2007. ISBN 978 1 84592 2498                                                         
• Editor and co-author. Financial Services Law Guide, 3^rd edition. Tottel. 520 pages, 2006 ISBN 1 84592 139 9
• Co-author. The Company Secretary. Lexis Nexis 110 pages. 2006. ISBN 0 502 11372
• Analysis - Companies (Audit, Investigations and Community Enterprise) Act 2004. Current Law Statutes Annotated. Sweet & Maxwell. 2005.  ISBN
• Chapter 4 – The international response to the Money laundering threat, in A Practitioner’s Guide to International Money laundering Law and regulation. City & Financial Publications. 2003. ISBN  1 8988 30 68 1
• Contributor – Blair: Banking and Financial Services Regulation. Third edition. Butterworths 2002. ISBN 0406949875
• Editor and contributor. Butterworths Financial Services Law Guide, 2^nd edition. (Due to changes in the financial regulatory system this is a new text, not merely a 2^nd edition of the first). 2002. Butterworths ISBN 0 406 895333
• Co-author (8 Chapters) and co-editor – Butterworths Financial Services Regulation. (Six volume encyclopedia of financial services Law) 2002. Updated 2003, 2004, 2007.   Butterworths. ISBN 0406 998 663
• Author (with Bazley and Blunden) – Risk Based Compliance. 2001. Butterworths. ISBN 0 406 932 506                                                          
• Contributor – Chapter: Combating corruption in Developing countries in, Ethics, Integrity and Human Rights. Ed Pagon. College of Police and Security Studies. 2000 ISBN 961 6230 22 0
• Contributor- Chapter: How is the human rights requirement  to be met? In Corruption in Central and Eastern Europe at the turn of the Millennium. Open Society Institute, Ljubljana. 2000 ISBN 961 6278 10 X
• Contributor – Anti Money Laundering Guide, Sweet & Maxwell, London 1999. Updated 2002, 2004. ISBN 0 86325 510 8

Key Recent Articles

• “Basel III, some outstanding issues” To be published 2013. ®
• "The Burden of Proof in Market Abuse Cases" Journal of Financial Crime.  ISSN 1388-7084. (15,000 words) ) ®To be published 2013 ) ®
• “Market Abuse, Fraud and Misleading Communications.” Journal of Financial Crime. Vol 19 Iss 3 pp 234-254  ISSN 1388-7084. July 2012. (9,000 words) ® “Highly Commended Award Winner” Literati Network Awards for Excellence 2013"
• “Are the anti-laundering laws failing?” Butterworths Journal of International Finance and Banking Law 2011
• “Misleading Communications, the Unnoticed Danger” The Company Lawyer 2010. ISBN 0144-1027. ®
• “Where there’s muck there’s brass: a study of virtual stock exchanges” The Company Lawyer 2009. ISBN 0144-1027. ®
• “Market Abuse, Northern Rock and the Bank of England.” Journal of  International Banking Law and Regulation. ISSN 0267-937X. 2009  (7,500 words approx) ®
• "Anti-money laundering laws: from failure to absurdity." "Journal of Money Laundering Control" vol 11 No 4, 2008. ISSN 1386-5201 (7,500 words) ®
• Market abuse, an analysis of its nature and regulation. (15,000 words approx). The Company Lawyer 2007, vol 28 No 11 pages 323 –335 ISBN 0144-1027. (12,500 words approx). ®
• The Wolfsberg Principles – self imposed Codes of Practice. The Company Lawyer. Vol 26, no 8 pp 227 – 234. ISBN 0144-1027. (7,500 words approx). ® 
• The impact of risk based compliance theory on banks. Journal of Banking Regulation. ISSN 1465-4830 (8,000 words approx). Vol 6, No 2, pp 146 – 162. 2005. ®
• The Wolfsberg Principles – an analysis. Journal of Money Laundering Control. Vol 7. No. 3, 2004. pp 1-11. ® ISSN 1386-5201. (6,500 words approx). Previously published as a conference paper, Jesus College, University of Cambridge, 2003.
• Co-author, The funding of terror: the legal Implications of the financial war on terror. Journal of Money Laundering Control, 2003 ISSN 1366-5201. (41,000 words approx) ®
• Money Laundering and the Law, and Checking identity, spotting suspicious Transactions and making a report. Both in The Notaries Society Journal. Spring and Summer 2002. (3,500 words approx).
• Combating Corruption – a Comparative Analysis. Journal of Financial Crime. Vol 8, No 2, 2000 pp123-135. ISSN 1388-7084 (8,700 words approx). ®

Key Recent Conference Appearances and Speeches

• "How financial regulation should manifest itself in banks and financial services firms" Financial Services Commission, Mauritius. 2013
• "Reconciling efficiency and fraud avoidance in the public service" Ministry of Home Affairs, Mauritius. 2013
• “A comparative analysis of bankers’ liability” University of Palermo, Italy. 2012
•  “Fighting Corruption – international initiatives and perspectives” and  “Some misconceptions in the pursuit of economic crime – thinking out of the box!” at conference “Economic Crime – Surviving the Fall, The Myths and Realities”.  Jesus College, University of Cambridge. 2012. 
• “Basel III and the Reform of Banking Regulation.” State University of Tyumen, Russia. 2012
• “Some Remaining Risks” at conference “Basel III, the Vickers Report and Regulatory Restructuring”. Institute of Advanced Legal Studies, University of London. 2012
• "Managing Risk" at conference "Responsibility for Risk". Jesus College, University of Cambridge. 2011
• "Money Laundering Laws and Regulations, a Flawed Approach?" State University of Tyumen, Russia. 2011
• "Market Abuse, Misleading Communications and the Fraud Act 2006" Institute of Advanced Legal Studies, University of London 2011."
• Financial and Business Skills” for altior at Murray Edwards College (formerly New Hall), University of Cambridge. 2010
• "The perimeters of corruption in the business world" at conference "The new deal - ensuring integrity, stability and survival." Jesus College, University of Cambridge 2010
• “Money Laundering Laws and Regulations – where next?” Institute of Advanced Legal Studies, University of London. 2010
• "An analysis of the effectiveness of the laws and procedures involved in insider dealing and market abuse." Deakin University, Melbourne, Australia 2010.
•  “The proceedings of corruption and banks” and “Control Liability – putting responsibility where it matters” at conference “The Enemy Within – internal threats to the stability and integrity of financial institutions”. Jesus College, University of Cambridge.  September 2009
• "Money laundering issues in the context of international banking" at conference "Current issues in money laundering" at the University of Macau, People's Republic of China. 2009    
• “The role and responsibilities of regulators in the control of financial crime” at conference “Banking on Trouble.” Jesus College, University of Cambridge. 2008
• “Financial Services Law and Solicitors” for Hammonds at St Catherine’s College, University of Oxford. 2008
• "Money Laundering  - from failure to absurdity." at conference "The Search for Crime Money - Debunking the Myth: Fact versus Imagery." Newcastle Business School. 2008
• “Market Abuse, Northern Rock and the Bank of England.” Market Abuse Association and the Institute of Advanced Legal Studies.” University of London. 2007
• “Professional and Business Skills” for altior at Wadham College, University of Oxford. 2007      
• “The role of Criminal Law in the Capital Markets” at conference “Protecting the wealth of nations” Jesus College, University of Cambridge 2007
• “Developing anti-money laundering systems in an emerging Moslem financial centre.” School of Oriental and African Studies and the Sudanese Government Khartoum, Sudan. 2006.
• “Compliance after Enron” at conference “Removing the Profit from Crime.” Jesus College, University of Cambridge. 2006
• “Market Abuse” at Institute of Advanced Legal Studies, University of London. 2006
• “Developments in Compliance” at conference “The Business of Crime.” Jesus College, University of Cambridge. 2005 
•  “The international context” at conference “Antiterrorism and money laundering – the way forward”. University of Macau and Institute of  European Studies, People’s Republic of China. 2005
• “The Companies (Audit, Investigations and Community Enterprise) Act 2004, content and effect.” Institute of Advanced Legal Studies, University of London. 2005.
• “Financial and Business Skills” for Morgan Cole at St Anthony’s College, University of Oxford. 2004
• “Looking to the future” at conference: “The Financial War on Terror and Organised Crime” Jesus College, University of Cambridge. 2004.
• “Making Compliance part of the Management Function.” at “International Compliance Conference.” Nedcor. South Africa. 2004
• “The Financial Services Action Plan and Business Ethics” Wilton Park in collaboration with the Centre for Business and Public Ethics, Cambridge 2003                                       
• “Recent developments in EU financial services law” at conference “Financial Crime, Terror and Subversion.” Jesus College, University of Cambridge. 2003.
• “Fraud and Electronic Funds.” Hong Kong Institute of Bankers. Hong Kong. 2002.
• “Designing Compliance and Training Structures.” at conference “The Financial War on Organised Crime and Terror.” Jesus College, University of Cambridge. 2002
• “The Regulation of Banks”, “Regulation of Trading, Advertising and Marketing” and “Compensation Schemes and Deposit Protection”. Malta Financial Services Centre. Malta. 2002.
• “The new Financial Services Regime” at conference “The Financial Services and Markets Act 2000 – the new regime.” The Society for Advanced Legal Studies, London. 2002.
• “How banks avoid insolvency”. Peoples’ Bank of China and Hong Kong Institute of Bankers. Hong Kong 2002.
• “Money Laundering, market abuses and conflicts of interest.” Institute of Advanced Legal Studies, University of London, City University Business School and the British Institute of Securities Law 2002
• “The struggle against corruption – what are the optimal structures?” World Conference – “Modern Criminal Investigation, Organised Crime and Human Rights.” Event Dynamics. International Convention Centre. Durban, South Africa. 2001
• “Recent Developments in Money Laundering.” The Notaries Society, Church House, London. 2001.
• “New British Legislation” at conference:“Hiding Wealth from the Law.” Jesus College, University of Cambridge 2001.
• “The new financial services regime -N2-a summary of key issues.” London Underwriting Centre. 2001
• “Domestic Banking Law in Hong Kong – an update.” Hong Kong Institute of Bankers. 2001
• “International Banking Law – an update on issues relevant to Hong Kong.” Hong Kong Institute of Bankers. 2001 
• “An analysis of the Wolfsberg Principles.” at conference: “Money Laundering and Compliance.” IIR London 2001.
• “How is the human rights requirement to be met?” at conference “Ethics, integrity and  human rights.” University of Ljubljana College of Police and Security Studies. 2000
• “Insider Crime” at conference “Financial Markets at Risk.” Jesus College, University of Cambridge. 2000
• “Money Laundering” at conference “Financial Services and Money Laundering.” The Law Society. London. 2000     
• “Regulation of banks and financial services institutions .” Hong Kong Institute of Bankers 2000
• “E-Commerce, laundering, fraud and the threat to banks.” Hong Kong Institute of Bankers. 2000
• “An update on new money laundering schemes.” at conference “Anti-money laundering, audit and compliance.” IIR, London, 2000                                                 

Other Relevant Activities

Published Reports

• Convenor and Contributor – Expert Working Group on the Interdiction of Terrorist Property. Society for Advanced Legal Studies, University of London. Chair, Ross Cranston QC, MP. 2002
• Contributor – Report, Banking on Corruption, Society for Advanced Legal Studies, University of London. Chairs, Sir Richard Scott, Vice Chancellor and Lord Steele, 2000

(This Report led to the passing of sections 108-110 of the Anti-terrorism, Crime and Security Act 2001.)

• Contributor – Report, Parallel Proceedings. Society for Advanced Legal Studies, University of London. Chair, George Staple QC. 1999

Advice

Consultancy and training has been provided to the Governments of the People's Republic of China, Hong Kong, Macau, Malta, Turkey and the Sudan, together with advice on the drafting of the Money Laundering (Proceeds of Crime) Bill 2006 for Ghana.